Mark is a highly experienced corporate and securities lawyer who has conducted or supervised litigation, public and private offerings, compliance, regulatory and transactional matters for brokers, broker-dealers, investment advisers, issuers and their respective affiliates and customers. He is Claraphi’s chief legal officer, principal legal advisor to our executive team and a member of the Board of Directors of Claraphi’s parent company. In his role, Mark is responsible ensuring best practices on a broad range of legal, operational, and corporate activities. Prior to joining Claraphi, Mark’s career included roles as General Counsel, Chief Operating Officer and Secretary to self-clearing and introducing brokerage firms, investment advisers and their publicly traded parents, including National Securities. Mark graduated from the Pepperdine University School of Law in Malibu, Cali., where he was an editor of the Law Review.
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