Mark Roth
President & general counsel

Mark is a highly experienced corporate and securities lawyer who has conducted or supervised litigation, public and private offerings, compliance, regulatory and transactional matters for brokers, broker-dealers, investment advisers, issuers and their respective affiliates and customers. He is Claraphi’s chief legal officer, principal legal advisor to our executive team and a member of the Board of Directors of Claraphi’s parent company. In his role, Mark is responsible ensuring best practices on a broad range of legal, operational, and corporate activities.
Prior to joining Claraphi, Mark’s career included roles as General Counsel, Chief Operating Officer and Secretary to self-clearing and introducing brokerage firms, investment advisers and their publicly traded parents, including National Securities.
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Mark graduated from the Pepperdine University School of Law in Malibu, Cali., where he was an editor of the Law Review.