Maureen brings substantial compliance, legal and regulatory experience to her role as Chief Compliance Officer. A seasoned executive, she approaches the myriad of advisory rules and regulations in a manner that supports compliant business growth. Prior to joining Claraphi, Maureen worked as a regulator, has served as the chief compliance officer and general counsel at other investment firms and has managed two SEC transfer agent firms. Maureen earned a Master of Laws degree from the University of Southern California Gould School of Law and Bachelor of Science degree in business administration from the University of Southern California, in Los Angeles.
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