Patrick is a compliance professional and leader with over 20 years of financial services industry experience. Prior to joining Claraphi, Patrick successfully managed and educated prominent investment firms overseeing compliance, operations, technology, and project management. His field of expertise is supervising a wide range of procedures dealing with broker dealer and advisory activities. Patrick advances Claraphi by maintaining and strengthening the company’s policies.
Patrick attained his Bachelor’s Degree from the University of Southern California. In addition to holding numerous securities licenses, Patrick is a member of SIFMA (Securities Industry and Financial Markets Association) and NSCP (National Society of Compliance Professionals), as well as a Notary Public.
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