Privacy Policy
Claraphi Advisory Network, LLC ("Claraphi") has designed this privacy policy to protect the confidentiality of information we receive about our current and former clients.
Collecting Information
Claraphi collects nonpublic personal information about you to help us serve your financial needs, administer and update accounts, reduce fraud and other risks, provide customer service, offer new products or services, and fulfill legal and regulatory requirements. We collect your personal information to support our normal business operations and to service your account.
In order to service your account, Claraphi may collect nonpublic personal, financial and health information from the following sources:
Sharing Information
Claraphi will not disclose any nonpublic personal information collected about you except to nonaffiliated third parties who are financial service providers, such as custodians, third-party managers and submanagers, open and closed-end mutual fund companies, insurance companies, or other companies whose products or advisory services are offered by Claraphi and in which you participate, as well as companies we may use to provide services to us, such as data processing companies.
Claraphi may also disclose nonpublic personal information we have collected about you to any investment advisory firm with whom your investment advisory representative become associated if he or she changes advisory firms. You have a right to opt out of any disclosure to such a firm by contacting Claraphi at 949.215.0025.
We do not disclose any nonpublic personal information about our clients or former clients to any other persons, except as permitted by law or with your consent.
Protecting Information
Claraphi takes precautions to ensure your nonpublic personal information is protected and accessed only by authorized individuals or organizations. Within Claraphi, we restrict access to nonpublic personal information about you to employees and agents who need to know the information. We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information.
Collecting Information
Claraphi collects nonpublic personal information about you to help us serve your financial needs, administer and update accounts, reduce fraud and other risks, provide customer service, offer new products or services, and fulfill legal and regulatory requirements. We collect your personal information to support our normal business operations and to service your account.
In order to service your account, Claraphi may collect nonpublic personal, financial and health information from the following sources:
- Information on applications and related forms, or provided by you in person or over the phone such as name, address, Social Security number, marital status, assets and income;
- Information collected from your browser when you visit our website and your browser interacts with us;
- Information regarding your transactions with us or others; and
- Information we receive from consumer reporting agencies or other institutions where you couduct financial transactions.
Sharing Information
Claraphi will not disclose any nonpublic personal information collected about you except to nonaffiliated third parties who are financial service providers, such as custodians, third-party managers and submanagers, open and closed-end mutual fund companies, insurance companies, or other companies whose products or advisory services are offered by Claraphi and in which you participate, as well as companies we may use to provide services to us, such as data processing companies.
Claraphi may also disclose nonpublic personal information we have collected about you to any investment advisory firm with whom your investment advisory representative become associated if he or she changes advisory firms. You have a right to opt out of any disclosure to such a firm by contacting Claraphi at 949.215.0025.
We do not disclose any nonpublic personal information about our clients or former clients to any other persons, except as permitted by law or with your consent.
Protecting Information
Claraphi takes precautions to ensure your nonpublic personal information is protected and accessed only by authorized individuals or organizations. Within Claraphi, we restrict access to nonpublic personal information about you to employees and agents who need to know the information. We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information.
